Controlling the quality of financial advice: the use of regulatory form to satisfy fiduciary obligations

Gordon Cameron, Monica Sah

    Research output: Contribution to journal › Article › peer-review

    Abstract

    Interaction between information and standards regulation illustrated by controls on selling of packaged investment products. © 2011 Sweet & Maxwell
    Original languageEnglish
    Pages (from-to)143-157
    Number of pages15
    JournalJournal of Business Law
    Publication statusPublished - Mar 1997

    Keywords

    • Financial regulation
    • Financial services
    • Investor protection
    • Self regulating organisations

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