Controlling the quality of financial advice: the use of regulatory form to satisfy fiduciary obligations

Gordon Cameron, Monica Sah

    Research output: Contribution to journalArticle

    Abstract

    Interaction between information and standards regulation illustrated by controls on selling of packaged investment products. © 2011 Sweet & Maxwell
    Original languageEnglish
    Pages (from-to)143-157
    Number of pages15
    JournalJournal of Business Law
    Publication statusPublished - Mar 1997

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    Interaction
    Obligation

    Keywords

    • Financial regulation
    • Financial services
    • Investor protection
    • Self regulating organisations

    Cite this

    @article{16281a09459f4619a2d9f3a8d562d77f,
    title = "Controlling the quality of financial advice: the use of regulatory form to satisfy fiduciary obligations",
    abstract = "Interaction between information and standards regulation illustrated by controls on selling of packaged investment products. {\circledC} 2011 Sweet & Maxwell",
    keywords = "Financial regulation, Financial services, Investor protection, Self regulating organisations",
    author = "Gordon Cameron and Monica Sah",
    note = "dc.publisher: Sweet & Maxwell dc.description.sponsorship: Carnegie Trust",
    year = "1997",
    month = "3",
    language = "English",
    pages = "143--157",
    journal = "Journal of Business Law",
    issn = "0021-9460",
    publisher = "Sweet & Maxwell",

    }

    Controlling the quality of financial advice: the use of regulatory form to satisfy fiduciary obligations. / Cameron, Gordon; Sah, Monica.

    In: Journal of Business Law, 03.1997, p. 143-157.

    Research output: Contribution to journalArticle

    TY - JOUR

    T1 - Controlling the quality of financial advice: the use of regulatory form to satisfy fiduciary obligations

    AU - Cameron, Gordon

    AU - Sah, Monica

    N1 - dc.publisher: Sweet & Maxwell dc.description.sponsorship: Carnegie Trust

    PY - 1997/3

    Y1 - 1997/3

    N2 - Interaction between information and standards regulation illustrated by controls on selling of packaged investment products. © 2011 Sweet & Maxwell

    AB - Interaction between information and standards regulation illustrated by controls on selling of packaged investment products. © 2011 Sweet & Maxwell

    KW - Financial regulation

    KW - Financial services

    KW - Investor protection

    KW - Self regulating organisations

    M3 - Article

    SP - 143

    EP - 157

    JO - Journal of Business Law

    JF - Journal of Business Law

    SN - 0021-9460

    ER -