Predicting article quality scores with machine learning: The U.K. Research Excellence Framework

Mike Thelwall, Kayvan Kousha, Paul Wilson, Meiko Makita, Mahshid Abdoli, Emma Stuart, Jonathan Levitt, Petr Knoth, Matteo Cancellieri

Research output: Contribution to journalArticlepeer-review

7 Citations (Scopus)
25 Downloads (Pure)

Abstract

National research evaluation initiatives and incentive schemes choose between simplistic quantitative indicators and time-consuming peer/expert review, sometimes supported by bibliometrics. Here we assess whether machine learning could provide a third alternative, estimating article quality using more multiple bibliometric and metadata inputs. We investigated this using provisional three-level REF2021 peer review scores for 84,966 articles submitted to the U.K. Research Excellence Framework 2021, matching a Scopus record 2014–18 and with a substantial abstract. We found that accuracy is highest in the medical and physical sciences Units of Assessment (UoAs) and economics, reaching 42% above the baseline (72% overall) in the best case. This is based on 1,000 bibliometric inputs and half of the articles used for training in each UoA. Prediction accuracies above the baseline for the social science, mathematics, engineering, arts, and humanities UoAs were much lower or close to zero. The Random Forest Classifier (standard or ordinal) and Extreme Gradient Boosting Classifier algorithms performed best from the 32 tested. Accuracy was lower if UoAs were merged or replaced by Scopus broad categories. We increased accuracy with an active learning strategy and by selecting articles with higher prediction probabilities, but this substantially reduced the number of scores predicted.
Original languageEnglish
Pages (from-to)547-573
Number of pages27
JournalQuantitative Science Studies
Volume4
Issue number2
Early online date1 May 2023
DOIs
Publication statusPublished - 2023

Keywords

  • Artificial intelligence
  • Bibliometrics
  • citation analysis
  • machine learning
  • Scientometrics
  • bibliometrics
  • scientometrics
  • artificial intelligence

ASJC Scopus subject areas

  • Cultural Studies
  • Analysis
  • Library and Information Sciences
  • Numerical Analysis

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